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Financial management advisor
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361	CSA Staff Notice[removed]Status Report on Consultation under CSA Discussion Paper and Request for Comment[removed]Mutual Fund Fees December 17, 2013 Introduction On December 13, 2012, the Canadian Securities Administrators Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-12-17 11:07:43 Finance Collective investment schemes Institutional investors Financial adviser Mutual fund Canadian securities regulation Investment Advisor Management fee Hedge fund Financial economics Investment Financial services
362	Kirk S. Wright and International Management Associates, LLC - FOOROIA&IARR Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 09:56:23 Financial economics Financial adviser Investment Advisor Business Securities Act Money Finance Investment United States securities law
363	Gregory K. Bowser, Bowser, Sanfilippo, & Associates, LTD., Asset Management Services, Inc., The Lifesavers Charity, Inc. and Mark Sanfilippo - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:27:28 Securities Act Financial economics Financial services Financial regulation Birmingham Small Arms Company Registered Investment Advisor Security
364	Mullaney Management & Trust, LLC and Raymond M. Mullaney - Consent Order Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-09 14:47:55 United States securities law New Deal Securities Act United States Securities and Exchange Commission Financial adviser Financial regulation Registered Investment Advisor Investment Advisers Act Investment Financial economics Finance
365	Patuxent Management LLC, Patuxent Development Inc., and Antonio Almenara - Summary Order to C&D and OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-09 14:53:00 Business 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Security Investment Advisor Broker-dealer Financial adviser Financial economics Finance United States securities law
366	Norman Anderson and Norand Management Services - SOTCD&OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 14:12:08 Finance 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Investment Advisor Security Covered security Broker-dealer Financial economics United States securities law Financial system
367	Norman Anderson and Norand Management Services - FOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 14:12:22 Investment Advisor Security Securities Act Financial adviser Short Securities Fraud Deterrence and Investor Restitution Act Finance Financial economics Business
368	Profitable Investments, Inc - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:14:09 Financial services Funds Financial markets Hedge fund Collective investment scheme Short Net asset value Investment Advisor Investment management Financial economics Investment Finance
369	Black Taurus Capital Management, LLC - SOTCD&OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:46:04 Financial services United States securities law New Deal Securities Act Accredited investor Security Investment Advisor Broker-dealer Financial adviser Financial economics Finance Investment
370	RIA Productivity and Profitability: Integration Pays © 2013 Envestnet. All rights reserved. Reproduction of this report by any means is strictly prohibited. RIA Productivity and Profitability: Integration Pays Add to Reading List Source URL: www.investmentnews.com Language: English - Date: 2014-01-29 17:28:46 Service-oriented architecture Financial adviser Ria Business Information technology management Systems engineering Economics Finance Enterprise application integration Registered Investment Advisor

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